Our client is a leader in the rapidly expanding field of online currency trading services for retail and institutional traders. The firm operates out of offices in Cyprus, London, Paris, Hong Kong, Sydney and Sofia
 

Primary responsibilities (not limited to)

• Work with Senior Internal Auditor Lead under the Global Compliance Monitoring (GCM) team in supporting the AML, Communications and Trade Surveillance audit programs by reviewing alerts, risk indicators designed to detect potential control deficiency or misconduct
• Continuously monitor process/control adequacies, technology stability and escalate issues and risks accordingly
• Perform audits and periodic reporting/analysis of communication, trading activity, financial crime and any assigned compliance controls testing areas to ensure compliance with relevant policies and procedures

Requirements

• 1 year + of internal audit, quality assurance, internal controls testing and relevant experience
• Understand the root cause and impact analysis to prepare draft audit reports supported by findings and/or proper documentation
• Exhibit strong written and verbal communication skills with the ability to present information in differing degrees of details and form depending on the audience
• Experience in the AML, Communication and Trade Surveillance is preferred
• Understanding of audit standards and the entire audit cycle is preferred
• Proven strong partnerships with colleagues, desire to learn quickly, be flexible and think strategically
• Must work well under competing deadlines and possess strong organization skills
• Prior experience in Audit, Compliance, AML, Market Abuse, and Data Protection is desirable.
• Comfortable engaging with all levels of management
• Knowledge of MiFID II, JMSLG or GDPR is preferred
• Willing to pursue company-sponsored audit certifications
• Bachelor or Master Degree in Finance/Law/Auditing/FinTech/Business Administration is preferred
• Fluency in English

 If you are interested, please send your CV in English.
 
All applications will be treated in strict confidentiality. Only short-listed candidates will be contacted for an interview. IC Recruiting Ltd. Recruitment license from National Agency of Employment No 2087/22.07.2016.